Securities Compliance Examiner - Risk Strategist
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- Job type
- Not stated by the source
- Department
- Other Agencies and Independent Organizations
- Salary
- USD 191,047–292,300 per year (as published by the source)
- Posted
- 2026-10-15
- Applications close
- 2026-10-29 · Closes today
Description
The Division of Examinations (EXAMS) is seeking an a Securities Compliance Examiner (Risk Strategist), SK-1831-16 in the Office of Investment Advisers and Investment Companies (IA/IC). As a Risk Strategist, you will conduct risk analysis and analytical studies of broker-dealers or investment advisors and investment companies.