Job brief: Compliance Specialist

What JoRoute checked · Checked by JoRoute

• Listed on SoFi's own job board. JoRoute does not take listings from job ads or recruiters.
• First seen by JoRoute 2026-11-12 (today); last confirmed on the board 2026-11-12.
• The apply link opens sofi.com, the address SoFi's board gives for this job.
• No other listing with this title and place on this board in the last 90 days.
• No layoff notices (WARN) under this name in the state files JoRoute reads.

What the listing says · Employer's own words, not checked

• Pay: Not published
• Job type: Not stated
• Where: United States · TX - Frisco
• Posted: 2026-11-11

What the job asks · Employer's own words, not checked

Level: Senior. The posting asks for 6+ years of experience.

Must have

• The successful candidate must have hands-on experience conducting audits or compliance reviews, evaluating controls, documenting testing procedures, identifying findings, and vali…
• At least 6+ years of professional experience in internal audit, compliance audit, regulatory compliance testing, compliance monitoring, or regulatory risk , preferably within fina…
• CRCM, CIA, CISA, CPA, CAMS, or other relevant compliance, audit, risk, or financial-services certification.

Conditions

• As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities.

Main duties

• The Independent Compliance Testing (ICT) Program serves as a key second line of defense at SoFi, helping ensure regulatory requirements are met across applic…
• As an ICT Compliance Specialist, you will perform independent compliance testing, monitoring, audit, and remediation validation activities across the enterpr…
• This role will focus on customer restitution and remediation validation, ongoing monitoring of compliance metrics and controls, audit readiness, issue manage…
• The ICT Compliance Specialist will report to the Regulatory Compliance Testing Team Lead and may support testing across additional financial-services subject…
• What You’ll Do

Lines copied from the posting, not rewritten. "Preferred" or "nice to have" items are not listed as must-haves.

How it compares · Compared by JoRoute from listings

• Across SoFi's 46 open listings, 22% of those with a posting date were first posted more than 60 days ago. How SoFi hires

What nobody outside the employer knows · Not known

• Whether the role is already filled or on hold: employers often leave listings up.
• How many people applied, and who reads the applications.
• The pay an offer would carry.

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